Employees engaged in fund business need to have a qualification certificate for fund business. For example:

1. Professionals engaged in self-employment, brokerage, underwriting, investment consulting and entrusted investment management in securities companies, including managers of relevant business departments;

2. Professionals engaged in fund sales, research and analysis, investment management, trading, supervision and auditing in fund management companies and fund custody institutions, including managers of relevant business departments;

3. Professionals engaged in fund publicity, promotion and consultation in fund sales organizations, including managers of relevant business departments;

4, securities investment consulting institutions engaged in securities investment consulting business professionals and their management personnel;

5. Professionals engaged in securities credit evaluation business in securities credit evaluation institutions and their management personnel, as well as other personnel specified by the China Securities Regulatory Commission, shall obtain a practice certificate.