Analysis on the difficulties and difficulties of each subject in the fund qualification examination
Subject 1: the difficulty of fund laws and regulations, professional ethics and business norms
Subject 1 is a compulsory subject of the fund qualification examination, and the content is relatively simple. This paper mainly examines the basic laws, regulations and professional ethics of the fund industry, focusing on the memory and understanding of basic concepts, laws and regulations, and the difficulty lies in the large amount of memory.
Subject 2: difficulty of basic knowledge of securities investment funds
The second subject is the elective subject of the fund qualification examination, which is more difficult. This paper mainly examines the practical operation ability of candidates, involving major financial knowledge and many calculation questions, aiming at the relevant knowledge of Public Offering of Fund. Candidates should use their knowledge flexibly on the premise of mastering the basic knowledge, including fund fees, bonds, fund investment, investment theory, stocks and so on.
Subject 3: Basic knowledge of private equity investment funds
Subject 3 The basic knowledge of private equity investment fund is the simplest of the three subjects, mainly by reciting. It involves the overview of equity investment funds, the operation practice of equity investment funds, government supervision of equity investment funds and industry self-discipline. 70% of the topics are about legal knowledge and 30% are about financial knowledge.
Subject and time arrangement of fund employment examination
Subject 1 * * * There are three subjects about the fund qualification examination, namely, Subject 1 "Examination Outline of Fund Laws and Regulations, Professional Ethics and Business Norms", Subject 2 "Examination Outline of Basic Knowledge of Securities Investment Funds" and Subject 3 "Examination Outline of Basic Knowledge of Equity Investment Funds (including Venture Capital Funds)"
According to the examination situation in previous years, the fund employment examination is divided into two batches, and basically all subjects are one batch examination a day. Generally, Fund Laws and Regulations, Professional Ethics and Business Norms and Basic Knowledge of Securities Investment Funds are arranged in the morning, and Basic Knowledge of Private Equity Investment Funds is arranged in the afternoon.