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The role of investment banks in IPOs

Their work includes the following:

Securities underwriting. Securities underwriting is the most original and basic business activity of investment banks. The scope of underwriting of investment banks is very wide, including bonds issued by the country's central government, local governments, and government agencies, stocks and bonds issued by enterprises, securities issued by foreign governments and companies in the country and the world, securities issued by international financial institutions, etc.

In the underwriting process, investment banks generally weigh whether to form an underwriting syndicate and select an underwriting method based on the underwriting amount and risk level.

This means that the lead underwriter and its syndicate members agree to purchase all securities issued at an agreed-upon price and then sell those securities to their clients. At this time, the issuer does not bear the risk, and the risk is transferred to the investment bank. ?

Extended information:

Speculation rules:

1. When the market is at the end of its decline and enters the bottoming stage, market sentiment is sluggish, and the opening price of new stocks It is lower, generally below 50%, and some stocks are even close to the issue price. This is the best buying period. Once the market rebounds, such stocks will lead the rise.

For example, CITIC Securities, which was listed on January 6, 2003, was at the bottom of the market. Its opening price was 5.5 yuan, and it closed at 5 yuan that day, an increase of 10% from the issue price. Then when the market rebounded, , the stock became the leader.

2. When the market is in the rising stage: At this time, new stocks open flat and move higher, and investors can actively participate in speculation.

3. When the market is at the end of its rise, market sentiment is high, and the opening price of new stocks is very high, some reaching more than 200%. This is done in one step. At this time, the risk of new stocks is the greatest. Once the market falls from the high level, such stocks will Stocks fell the most. For example, Guotong Pipe Industry, which was listed on February 19, 2004, reached 20.98 yuan on the opening day, which was 200% higher than the issue price. Subsequently, when the market fell this time, the stock fell by 40%.

Baidu Encyclopedia-New Stocks