Since its establishment, facing the severe market environment and fierce market competition, the company has established the guiding ideology of compliance and law-abiding operation and the investment concept of "value investment and long-term investment", embarked on a gradual development path of standardized management, striving for stability and paying attention to efficiency, and achieved excellent business performance for six consecutive years. In September 2005, the company passed the evaluation of standardized securities companies organized by China Securities Industry Association and became the first batch of standardized securities companies in China. From June 5438 to February 2006, the company successfully passed the evaluation of innovative securities companies and became the nineteenth securities company in China to obtain this qualification.

Western Securities will take the opportunity of obtaining the qualification of a securities company engaged in relevant innovation activities, closely follow the two main lines of risk control and business innovation, consciously abide by various regulatory provisions, better adhere to legal and compliance operations, further improve the corporate governance structure and the independent deposit and management system of the company's customer transaction settlement funds, establish and improve the company's internal control system and risk management system, strengthen scientific management, and ensure the safety and integrity of customer assets and the preservation and appreciation of company assets. At the same time, we will strive to give full play to the company's own advantages, promote development through innovation, actively explore innovative businesses such as asset securitization, industrial funds, collective wealth management and targeted asset management, stock index futures, and improve the company's business structure and profit model by constantly exploring new business areas. Further build the company's core competitiveness, provide customers with more perfect and high-quality specialized securities financial services, enhance the company's market position, and make the company develop into the securities company with the most profitable value and value-added potential in the market.