You must pass at least 2 doors to work in a securities company. Basic +1 door and others.

This course is determined based on the position. In other words, you have two foundations and can stay at the brokerage to do things. But if you have more qualifications, you can do different jobs. They are as follows:

Counter business - basic + transaction

Fund business - basic + fund

Investment banking business - basic + analytical underwriting

Consulting business (investment advisory) - basic + investment analysis

In addition to the usual securities business mentioned above. There are also the following:

Compliance positions-securities company compliance competency examination qualifications (provided that you take the exam after entering)

These are enough. If the securities company has IB qualification. If you can introduce securities clients to stock index futures for futures companies

It is best to pass the qualifications of a futures company, futures basics + futures laws and regulations, and a new futures investment analysis has recently been released.

There are also fund sales qualification examinations for general banks and securities, and the "Mainland Hong Kong Securities and Futures Practitioners Qualification Examination" suitable for working in Hong Kong securities companies; if the poster wants to take more exam points, the investment banking department of the securities firm's headquarters - Sponsor If you have passed the CIIA (Certified International Analyst) and CFA (English Exam), it would be a good idea.

Almost all the qualifications in the securities industry are above.