There are five exams for the 2020 Securities Practitioner Qualification Certificate a year. The specific times are: the first time on March 28th and 29th, the second time on May 30th and 31st, the third time on July 11th and 12th, the fourth time on August 29th and 30th, and the fifth time on November 28th. , No. 29.
The registration period for the 2020 Securities Practitioner Qualification Certificate is expected to start in January. The specific registration time is generally 1-2 months before the exam. The registration portal opens and registration closes about 20 days before the exam.
Extended information:
The securities practitioner qualification examination system came into being to meet the needs of the healthy development of the securities market.
In 1995, the Securities Commission of the State Council promulgated the "Interim Provisions on the Qualification Management of Securities Practitioners" and began to implement the qualification management system for securities industry practitioners in my country. According to this regulation, my country held the qualification examination for securities industry practitioners for the first time in 1999.
In 2002, the China Securities Regulatory Commission gave the Securities Association of China the qualification management function of organizing the qualification examination for securities practitioners and promulgated the "Measures for the Administration of Qualifications of Securities Practitioners". The Securities Association of China immediately established teaching materials A complete work system including preparation, qualification examination, qualification management, and follow-up education and training for practitioners.
In June 2003, the "Implementation Rules for the Qualification Management of Securities Industry Practitioners (Trial)" was released, and the qualification management of securities industry practitioners has been implemented since July 1, 2003.
The Securities Practitioner Qualification Examination has provided more than 300,000 qualified practitioners to the securities market. It has played a positive role in improving the quality of securities practitioners, standardizing the professional behavior of securities institutions, and promoting the healthy development of the securities market.
At present, the "Measures for the Administration of Qualifications of Securities Industry Practitioners", "Implementation Rules for the Management of Qualifications of Securities Industry Practitioners (Trial)", "Interim Regulations on the Management of Securities Brokers", and "Interim Regulations on Securities Investment Consulting Business" and the "Interim Provisions on the Release of Securities Research Reports" constitute the basic system for the management of personnel in the securities industry.
Starting from July 2015, the Securities Association of China’s relevant measures for the reform of the professional examination will be implemented one after another.