The CSRC investigation notice can be viewed in the official website announcement of the listed company. The China Securities Regulatory Commission investigates listed companies when the company is suspected of violating laws and regulations, such as violating securities and futures laws and regulations, failing to conduct inspections as required, and failing to understand customer identities.

The China Securities Regulatory Commission is a ministerial-level institution directly under the State Council. In accordance with laws, regulations and the authorization of the State Council, it uniformly supervises and manages the national securities and futures markets, maintains the order of the securities and futures markets, and ensures their legal operation.

A listed company refers to a joint-stock company whose shares have been approved by the State Council or the securities management department authorized by the State Council to be listed and traded on a stock exchange. The so-called unlisted companies refer to joint stock limited companies whose stocks are not listed and not traded on the stock exchange.

A listed company is a type of joint stock limited company. In addition to being approved for listing on the stock exchange, such a company must also meet certain conditions. The revision of the Company Law and Securities Law will help more companies become listed companies and companies whose corporate bonds are listed and traded.

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