Current location - Trademark Inquiry Complete Network - Futures platform - (20021year) securities and futures operating institutions and sales institutions shall perform the following obligations in the process of raising asset management plans: ().
(20021year) securities and futures operating institutions and sales institutions shall perform the following obligations in the process of raising asset management plans: ().
Answer: a, b, c, d

In the process of raising asset management plans, securities and futures operating institutions and sales institutions shall strictly fulfill the obligation of appropriateness management in accordance with the provisions of the China Securities Regulatory Commission, fully understand investors, classify investors, rate the risks of asset management plans, follow the principle of risk matching, recommend appropriate products to investors, prohibit misleading investors to buy products that are inconsistent with their risk tolerance, and prohibit selling asset management plans to investors whose risk identification ability and risk tolerance are lower than the product risk level.