, and impose a fine of 1 times and 5 times the illegal income; If there is no illegal income or the illegal income is less than 654.38+10,000 yuan, a fine of 654.38+10,000 yuan but less than 500,000 yuan shall be imposed; If the circumstances are serious, it shall be ordered to suspend business for rectification or revoke the futures brokerage business license: (1) Failing to show the risk statement to the customer as required.

, make a profit guarantee to customers or agree with customers to share benefits and risks;

(2) Futures trading is not entrusted by customers or is not conducted within the scope entrusted by customers.

(3) Providing false futures market quotes and information, or tricking customers into issuing trading orders by other improper means.

(4) Providing false trading returns to customers;

(5) Failing to deliver the trading instructions of customers to the futures exchange.

(six) misappropriation of customer deposits;

(seven) other acts of cheating customers as stipulated by the China Securities Regulatory Commission.

If a futures brokerage company commits one of the acts listed in the preceding paragraph, the directly responsible person in charge and other directly responsible personnel shall be given disciplinary sanctions, and a fine ranging from 6,543.8+0,000 yuan to 6,543.8+0,000 yuan shall be imposed; If a crime is constituted, criminal responsibility shall be investigated according to law.