Measures for the Administration of Private Equity Funds of Securities and Futures Operating Institutions

Article 59 Securities and futures institutions shall take effective measures to ensure that the private asset management business is separated from other businesses in terms of places, personnel, accounts, funds and information. , separate major non-public investment information such as positions and transactions in asset management plans managed by different investment managers, control the improper flow and use of sensitive information, and effectively prevent insider trading, trading with non-public information, conflicts of interest and interest transfer.