Securities and futures investment consultants to apply for the qualification of securities and futures investment consultants must meet the following conditions:

(1) Having China nationality;

(2) Having full capacity for civil conduct;

(3) Good conduct, integrity and good professional ethics;

(4) It has not received any criminal punishment or major administrative punishment related to the securities and futures business;

(5) Having a bachelor degree or above;

(6) The securities investment consultant has been engaged in securities business for more than two years, and the futures investment consultant has been engaged in futures business for more than two years;

(7) Having passed the qualification examination for securities and futures practitioners organized by the China Securities Regulatory Commission.

(eight) other conditions stipulated by the China Securities Regulatory Commission.

It can be seen that once you have been criminally punished, you will not meet the conditions for entering the exam.

Being sentenced to probation is a criminal punishment, and he has a criminal record and cannot apply for a practice license.

In detail:

The person who applies for the practice certificate shall obtain the practice qualification, be employed by a securities institution, and meet the relevant character and reputation requirements stipulated in Article 10 of the Measures; To apply for securities investment consulting business, you should also have China nationality, bachelor degree or above and more than two years of securities experience; To apply for securities credit evaluation business, one should have more than two years of securities experience and the relevant provisions of the China Securities Regulatory Commission. Practice certificate shall be applied to China Securities Industry Association through affiliated institutions. The association shall, within 30 days from the date of receiving the application for practicing, file with the China Securities Regulatory Commission and issue a practicing certificate. Practice certificates are not classified. A person who has obtained a practice certificate may engage in the securities business operated by the institution on behalf of the employing institution upon the appointment of the institution. If a person who has obtained a practicing certificate has not been employed in a public institution for three consecutive years, his practicing certificate shall be cancelled by the association; Those who practice again shall participate in the practice training organized by the association and re-apply for the practice certificate.