Notice on some regulations of the securities department

(Jian Zheng Fa Zi [1999] No.3 1999 65438+2 1 Feb.)

All securities regulatory offices, offices, Commissioner's offices, Commissioner's offices, Shanghai and Shenzhen Stock Exchanges and conference departments:

According to the spirit of the Securities Law of People's Republic of China (PRC) and the Notice on Relevant Issues Concerning the Implementation of the Securities Law (Zheng Ban Fa [1999]10/No.), we hereby express our opinions on relevant issues from its establishment to199865438+February 365438. Among them, 46 securities laws and regulations have been replaced by relevant laws, regulations and rules, and should be abolished or explicitly abolished; There are 24 securities laws and regulations that automatically become invalid due to the disappearance of the object of regulation or the expiration of the applicable period of the regulations themselves. These two parts ***70 securities laws and regulations will be published and stopped. Please inform the relevant units.

Attachment 1:

Catalogue of abolishment of securities department regulations

1. Notice on Authorizing China Securities Regulatory Commission to Investigate and Deal with Securities Violations (Zheng Jian Fa [1993] No.42)

2. Notice on Printing and Distributing the Provisions of the State Council Securities Commission on the Authority of Securities Regulatory Authorities to Investigate and Deal with Securities Violations (Zheng Jian Fa [1993] No.44)

3. Urgent Notice on Strengthening the Management of Initial Public Offering Fees (No.Jian Zheng [1993] 108)

4. Notice on Issuing the Examination Procedures and Working Rules for Stock Issuance (Jian Zheng Fa Zi [1993] No.35)

5. Notice on the Requirements for Submitting Materials for Enterprises Offering Stocks to the Public (Jian Zheng Fa Zi [1993] No.39)

6. Detailed Rules for the Examination of Stock Issuance (Jian Zheng Fa Zi [1993] No.78)

7. Notice on Issuing the Rules of Procedure for Stock Issuance Examination and the Detailed Rules for Stock Examination (Jian Zheng Fa Zi [1993] No.97)

8. Urgent Notice on Strictly Examining the Plan of Share Placement of Listed Companies (No.Jian Zheng Commercial Capital [1993] 123)

9. Interim Provisions on the Rights Offering of Listed Companies (Jian Zheng Shang Zi [1993No. 128)

10, Notice on Strengthening the Role of Securities Underwriters and Professional Intermediaries in Stock Issuance (No.45 [1993])

1 1, Decision on Authorizing the Shanghai and Shenzhen Stock Exchanges to Supervise Individual Shareholdings in accordance with Article 46 of the Interim Regulations on the Administration of Stock Issuance and Trading (Jian Zheng Fa Zi [1993]10)

12. Notice on Issuing the Trial Measures of China Securities Regulatory Commission for Investigating and Handling Cases of Securities Violation and Discipline (Jian Zheng Fa Zi [1993No.12).

13, Notice on Promulgating the Complaint Handling Procedure of China Securities Regulatory Commission (Trial) (No.73 of Zheng Jian Fa [1993]).

14. Letter on how companies that have been listed on stock exchanges and trading systems and applied for listing should adopt the implementation of accounting system (Jian Zheng Zi Han [1993] No.79).

15, Notice on Issuing No.2 Content and Format of Annual Report (Trial) (Jian Zheng Fa Zi [1994] No.7)

16, Notice on Doing a Good Job in Examining the Issuance of Rights Offerings by Listed Companies (No.79 issued by Zheng Jian Fa [1994])

17, Notice on Issuing No.3 Content and Format of Interim Report (Trial) (Jian Zheng Fa Zi [1994] No.87)

18, Notice on Qualification Examination of Listed Counseling Institutions and Related Issues (Jian Zheng Fa Zi [1994]10/No.

19, Notice on Launching the Pilot Work of Displaying Annual Reports of Listed Companies (Jian Zheng Fa Zi [1994] 104)

20. Notice on Implementing the Company Law to Regulate the Rights Offering in the Stock Market (Jian Zheng Fa Zi [1994] 13 1)

2 1. Notice of Securities Dispute Arbitration Agreement (Jian Zheng Fa Zi [1994No. 139)

22. Notice on Issuing the Specific Provisions of Listed Companies on Application for Rights Offering and Information Disclosure (Jian Zheng Fa Zi [1994] 16 1)

23. Notice on Issuing No.6 Standards on Contents and Formats of Information Disclosure of Companies Offering Shares to the Public (Jian Zheng Fa Zi [1994] 162)

24. Notice on Doing a Good Job in the Follow-up Work of Listed Companies' Rights Offering (Jian Zheng Fa Zi [1995] No.68)

25. Notice on Requiring Stock Exchanges to Manage Treasury Repurchase and Securities Trading by Separate Accounts (Jian Zheng Fa Zi [1995No. 123)

26. Notice on Issuing Opinions on Measures for Stock Issuance and Subscription (Jian Zheng Fa Zi [1995] 16 1)

27. Notice on Opinions on Several Issues Concerning Stock Issuance (Jian Zheng Fa Zi [1995] 162)

28. Notice on Forwarding Several Provisions on the Administration of Information Release in Shanghai Stock Market (Jian Zheng Fa Zi [1995]No. 174)

29. Notice on Printing and Distributing the Examination Procedures and Working Rules for Stock Issuance and Listing (Trial) (Jian Zheng Fa Zi [1995] 195)

30. Notice on Implementing the Company Law to Regulate the Information Disclosure of Listed Companies (Jian Zheng Fa Zi [1995] No.200)

3 1. Decision on Sending Inspectors to Securities and Futures Exchanges (Jian Zheng [1996] No.4)

32. Notice on Prohibiting Manipulation of the Securities Market (Jian Zheng [1996] No.7)

33. Notice on Auditing Futures Exchanges of Stock Exchanges (Jian Zheng Fa Zi [1996]No. 1)

34. Notice on Regulating the General Meeting of Shareholders of Listed Companies (Jian Zheng Fa Zi [1996] No.22)

35. Decision on Authorizing Local Securities and Futures Regulatory Departments to Exercise Some Regulatory Duties (Jian Zheng Fa Zi [1996] No.48)

36. Trial Measures for Letters and Visits (Jian Zheng Law [1996] No.61. )

37. Trial Measures of China Securities Regulatory Commission for Investigating and Handling Illegal Cases of Securities and Futures (Jian Zheng Fa [1996] No.62)

38. Notice on Strengthening the Supervision of the Stock Issuance Market (Jian Zheng Fa Zi [1996] 130)

39. Notice on Printing and Distributing the Standard Form of Materials Submitted by Companies Applying for Public Offering of Shares (Jian Zheng Fa Zi [1996] No.422)

40. Notice on Strengthening Risk Management and Education in the Securities Market (Zi [1996] No.8)

4 1, Notice on Preventing Business Risks and Ensuring Business Safety (Jian Zheng Ji Zi [1996] No.3)

42. Notice on Further Strengthening Market Supervision (Jian Zheng Jiao Zi [1996] No.4)

43. Letter on Holding the Voting Rights of Individual Shareholders with More than 5‰ of the Total Issued Ordinary Shares of the Company (Jian Zheng Zi Han [1996] No.22)

44. Notice on Issuing the Provisions on Administrative Punishment Hearing Procedure (Jian Zheng [1997] No.6)

45. Notice on Printing and Distributing the Decision on Authorizing Local Securities and Futures Regulatory Departments to Exercise Some Regulatory Duties and its Implementation Rules (Zheng Jian Fa [2007] No.9)

46. Notice on Printing and Distributing No.2 Standards on Contents and Formats of Information Disclosure of Companies Offering Shares to the Public-Contents and Formats of Annual Reports (Jian Zheng Shang Zi [1997]14)

Attachment 2:

Invalid Securities Department Rules List

1. Notice on Printing and Distributing 1993 Opinions on Measures for Stock Issuance and Subscription (No.41993).

2. Notice on Issues Related to the Pilot Circulation of Legal Person Shares (Zheng Jian Fa [1993] No.58)

3. Reply on issues related to listing procedures of enterprises (No.[1993] 13)

4. Notice on the application procedures for listing of enterprises that issued shares before the end of 1990 (Jian Zheng Fa Zi [1993] No.21)

5. Notice on 1993 Industrial Policy of Enterprises Applying for Public Offering of Stocks (Zheng Jian Fa [1993] No.65)

6. Notice on Issuing "1993 Provisions on Underwriting Fees of New Shares" (Jian Zheng Ji Zi [1993] No.8)

7. Notice on Appointing China International Economic and Trade Arbitration Commission as the arbitration institution for securities disputes (Zheng Wei Fa [1994] No.20)

8. Notice on Forwarding Documents. Shanghai Securities Management Office [1994]024 (Jian Zheng Fa ZiNo. [1994]42)

9. Notice on Forwarding the Reply of the State Commission for Economic Restructuring on the Transfer of Staff and Workers' Shares of Limited by Share Ltd (Jian Zheng Fa Zi [1994No. 120).

10, Notice on Issues Related to the Rights Offering of Listed Companies (Jian Zheng Fa Zi [1994]No. 133).

1 1. Letter on amending the articles of association of listed companies according to the supporting administrative regulations and documents of the Company Law (Jian Zheng Zi Han [1994] 14)

12, Notice on Relevant Issues Concerning the Submission of Application Materials for Rights Offering by Listed Companies (Jian Zheng Fa Zi [1995] 1 1)

13. Notice of the State Council Securities Commission on the conditions, procedures and required documents for recommending pre-selected enterprises for overseas listing (No.[1996] 17)

14, Notice on Stock Issuance of Listed Companies 1996 (Jian Zheng Fa Zi [1996No. 17).

15, Notice on Recommending B-share Pre-selected Enterprises (No.Zheng Jian Fa [1997] 13)

16, Notice on Several Issues Concerning the Compilation of Annual Reports of Listed Companies in 1996 (Jian Zheng Shang Zi [1997]No. 1)

17, Notice on Further Improving the Annual Report of Listed Companies (Jian Zheng Shang Zi [1997] No.7).

18, Notice on Several Issues Concerning the Compilation of 1997 Annual Interim Report by Listed Companies (Jian Zheng Shang Zi [1997] No.39).

19, Notice on Further Improving the Annual Report of Listed Companies (Jian Zheng Commercial Word [1997] 1 13)

20. Notice on Recommending Pre-selected Enterprises for Overseas Listing (Jian Zheng [1998] No.20)

2 1, Notice on Issues Related to 1998 Application for Rights Offering by Listed Companies (Jian Zheng Shang Zi [1998] No.76).

22. Notice on Doing a Good Job in the Current Supervision of Securities Institutions (Jian Zheng Ji Zi [1998] 15)

23. Notice on Issuing Securities Business License of Securities Operating Institutions (Jian Zheng Ji Zi [1998] No.42)

24. Notice on Conscientiously Implementing the Interim Measures for the Administration of Securities and Futures Investment Consulting (word [1998] 1No.)