200 1, documentNo. [200 1] 10 "Several Provisions on Personal Securities Investment Behavior of Party and Government Organs" stipulates that party and government organs can buy and sell stocks and securities investment funds individually, but they must abide by relevant regulations and have seven specific requirements.

(1) extorting or forcibly buying or selling stocks, soliciting or reselling warrants by taking advantage of the influence of authority or position or by other improper means.

(2) directly or indirectly buying and selling stocks and securities investment funds by using inside information, or providing suggestions for buying and selling stocks and securities investment funds to others;

(3) buying and selling stocks of listed companies within its direct business jurisdiction, or holding or buying and selling stocks in the name of others;

(4) Borrowing the public funds of the unit, or borrowing the funds of the objects of management and service, or borrowing the funds of subordinate units and individuals within the competent scope, or borrowing the funds of other units and individuals related to exercising their functions and powers to purchase stocks and securities investment funds;

(five) in the name of the unit to raise funds to buy and sell stocks and securities investment funds;

(six) the use of working hours and office convenience to buy and sell stocks and securities investment funds;

(seven) other acts in violation of the Securities Law of People's Republic of China (PRC) and other relevant laws and regulations.

Extended data:

Article 5 The staff of the State Council securities regulatory agencies and their dispatched offices, stock exchanges and futures exchanges, their parents, spouses, children and their spouses are not allowed to buy or sell stocks.

Article 6 If my parents, spouses, children and their spouses work in securities companies or fund management companies, or work in accounting (auditing) firms, law firms, investment consulting institutions, asset appraisal institutions or credit evaluation institutions with securities and futures qualifications granted by the State Council securities regulatory authority, the staff of party and government organs shall not buy or sell shares of listed companies that have business dealings with the above institutions.

Article 7 Party and government functionaries who have inside information shall continue to be bound by these provisions within three months after leaving their posts.

Staff members of party and government organs who have inside information because of their new positions must dispose of the stocks and securities investment funds they held before taking office within one month after taking office, and may not continue to hold them.

Article 8 All comprehensive economic management departments and industry management departments shall, according to the nature of their work, make restrictive provisions on the behavior of their staff members entering the securities market, and report them to the Central Commission for Discipline Inspection and the Ministry of Supervision for the record.

Ninth party and government organs in violation of these provisions, shall be given disciplinary sanctions, administrative sanctions or other disciplinary sanctions; Suspected of a crime, transferred to judicial organs for handling according to law. If there is illegal income, it shall be confiscated.

References:

National Civil Servant Personal Securities Investment Regulations _ * * * Produced by party member Net.