Measures for the Supervision and Administration of Futures Article 45 If a futures company has any of the following circumstances, it shall immediately notify it in writing or make an announcement, and report to the dispatched office of the China Securities Regulatory Commission where it is domiciled: (1) The company or its directors, supervisors and senior managers have been placed on file for investigation or taken compulsory measures by the competent authorities because of suspected violation of laws and regulations; (2) The company or its directors, supervisors and senior managers are subject to administrative or criminal penalties for illegal acts; (3) The risk supervision indicators do not meet the prescribed standards; (four) the customer has a major overdraft, which may affect the continuous operation of the futures company; (five) the occurrence of unexpected events, which have or may have a significant adverse impact on the interests of futures companies or customers; (6) Other circumstances that may affect the continuing operation of the futures company. The China Securities Regulatory Commission and its dispatched offices shall take regulatory measures or administrative penalties as stipulated in Item (2) and Item (4) of Article 55 or Article 56 of the Regulations on the Administration of Futures Trading, and the futures company shall notify or announce all shareholders in writing.