1. Company Profile

Guosen Securities Co., Ltd. is a large-scale national comprehensive securities company with a registered capital of 7 billion yuan and 69 business outlets in 47 cities across the country. The representative is Ru Ru. There are currently 11,579 employees, including 1,271 employees in the headquarters, and more than 90% of them have a bachelor's degree or above. The company's business scope is: securities brokerage, securities investment consulting; financial consultants related to securities trading and securities investment activities; securities underwriting and sponsorship; securities self-operation; securities asset management; margin trading; securities investment fund sales; and for futures companies. Provide intermediary services. As of December 31, 2010, the company's total assets were 64.869 billion yuan, net assets were 17.375 billion yuan, and net capital was 12.490 billion yuan. The company's entrepreneurial spirit is "pragmatism, professionalism, harmony and self-discipline", and its core concept is "creating value and achieving success for you and me". On December 1, 2004, Guosen Securities obtained the qualification of an innovative pilot securities firm. In 2010, the company achieved operating income of 7.805 billion yuan, total profit of 4.051 billion yuan, net profit of 3.110 billion yuan, and return on net assets of 19.01%. In the four years from 2007 to 2010, the cumulative operating income was 33.266 billion yuan, the total profit was 20.668 billion yuan, and the net profit was 16.047 billion yuan. From January to June 2011, the company achieved a net profit of 1.279 billion yuan.

2. Shareholder situation

Guosen Securities*** has 5 shareholders. The name of the shareholder unit and the ownership structure are as follows:

Shenzhen Investment Holding Co., Ltd. holds 40% of the shares;

China Resources Shenzhen Investment Trust Co., Ltd. holds 30% of the shares;

Yunnan Hongta Group Co., Ltd. holds 20% of the shares;

No. 1 in China Automobile Group Corporation holds 5.1% of the shares;

Beijing Urban Construction Investment and Development Co., Ltd. holds 4.9% of the shares.