For newly opened accounts or accounts with abnormal transactions after being transferred to designated accounts, regulatory upgrading measures are specially stipulated. If regulatory measures are taken due to abnormal trading behavior within 6 months after the newly opened securities account or account is re-designated, the relevant members will be reminded of the compliance risk control and brokerage business leaders, and the relevant responsible personnel will be required to participate in compliance trading training as appropriate.

If regulatory measures or disciplinary actions are taken twice or more due to abnormal trading behavior within 6 months after the newly opened securities account or account is redesignated for trading, regulatory measures or disciplinary actions will be taken against relevant members and their responsible personnel, and on-site inspection will be conducted on relevant members as appropriate.

Matters needing attention in opening an account in Shanghai Futures Exchange

Investment is like a battlefield. Futures investors should be familiar with the trading software, the response time of their orders, the setting of stop-loss and profit-taking, the setting of effective time of stop-loss and profit-taking, the setting of limit orders, the setting of effective time of limit orders and so on before investing in trading.

Every time you open a position, the deposit should account for about 30% of the total amount of funds, and the maximum amount should not exceed 40%. Investment should be long-term and should not be a gamble.