Applicant:
Institutions that can apply for fund qualification include fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by China Securities Regulatory Commission.
Application process:
(1) First, the institution applies to the fund industry association for the account of the employee management system, and then the institution qualification manager applies for the qualification of registered funds for the employees through the management platform;
(2) Does an individual submit an application for registration? Institutional audit? Internal publicity? Institutional submission? Association acceptance? Publicity? Obtain a certificate;
(3) In view of the large number of employees in banking institutions, according to the personnel management structure of the bank, a four-level system administrator is temporarily set up. The head office applies for membership accounts and distributes them to relevant business departments or subordinate branches, and the branches distribute the accounts to sub-branches, and the relevant business departments or sub-branches distribute the accounts to individuals and individuals submit applications.
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