Fund practitioners need to participate in corresponding follow-up vocational training every year. Vocational training is supervised by the Securities Investment Fund Association of China. If follow-up vocational training is not completed on time, corresponding measures such as "written warning", "requiring mandatory participation in training", abnormal marking and public disclosure, "cancellation of fund qualification" and other measures will be taken.
Follow-up vocational training requirements for the Fund Practitioner Qualification Examination:
According to the relevant regulations on fund practitioner qualification management and follow-up vocational training of the Asset Management Association of China, those who have obtained fund practitioner qualifications need to According to relevant regulations, no less than 15 hours of follow-up vocational training should be completed each year, including no less than 5 hours of professional ethics training, which will be supervised by the Securities Investment Fund Association of China.
For those who fail to complete follow-up vocational training on time, self-regulatory measures such as "written warnings" and "requirement of compulsory participation in training" will be taken against relevant personnel in accordance with relevant self-regulatory rules that year; If rectification is made, the relevant personnel will be identified as abnormal and made public; those who fail to meet the follow-up training requirements for three consecutive years will be subject to disciplinary sanctions of "cancellation of fund qualifications".
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