Second, the transfer of custody process:
1. If an investor applies to transfer the fund shares into the on-site system, he/she shall handle the designated transactions at the business department of qualified members of the Shanghai Stock Exchange with valid identity documents, unless the designated transactions have been handled.
2. On the T day, the investor applies to the fund manager of the OTC transferor or its consignment agency for the transfer of fund shares to custody. Over-the-counter transferor's fund manager or its consignment agency shall declare the transfer custody in accordance with the relevant data interface specifications of China Clearing Company, and must indicate the transferee (SSE) code, open-end fund account number, fund code and the number of transfer custody, in which the number of transfer custody shall be an integer.
3. At the end of T Day, China Clearing Company's TA system processes the application for re-custody. The application data of qualified re-custody will offset the fund share of the investor's Shanghai open-end fund account and correspondingly offset the fund share of the Shanghai securities account; For unqualified application data for re-custody, the reasons for failure shall be indicated and fed back to the transferor fund manager or its consignment agency.
4. On T+1day, China Clearing Company will give feedback to the fund manager of the OTC transferor or its consignment agency on the success and failure of the transfer.
On the same day, China Clearing Company will send the result of successful custody transfer to the Shanghai Stock Exchange, and the Shanghai Stock Exchange will send the result of successful custody transfer to the member seats of the qualified transferee Shanghai Stock Exchange.
5. From T+2, investors can inquire about the fund shares transferred to custody at the qualified SSE members of designated transactions on the floor.