The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association. Securities qualification is a necessary certificate for entering the securities industry, and it is an important reference for entering banks or non-bank financial institutions, listed companies, investment companies, large enterprise groups, financial media and government economic departments.
Extended data:
Persons suitable for engaging in the securities industry:
1. Professionals engaged in self-employment, brokerage, underwriting, investment consulting and entrusted investment management in securities companies.
2. Professionals engaged in fund sales, research and analysis, investment management, trading, supervision and auditing in fund management companies and fund custody institutions, including managers of relevant business departments.
3. Professionals engaged in fund publicity, promotion and consultation in fund sales organizations, including managers of relevant business departments.
4, securities investment consulting institutions engaged in securities investment consulting business professionals and their management personnel.
5. Professionals engaged in securities credit evaluation business in securities credit evaluation institutions and their management personnel, as well as other personnel specified by the China Securities Regulatory Commission, shall obtain a practice certificate.
References:
Baidu encyclopedia-securities qualification examination