1, application report

2. Brief introduction of the investment advisory team

3. Original and copy of business license

4. Original and copy of organization code certificate

5. Original and copy of tax registration certificate

6. Copy of the ID card of the legal representative

7. Sample card signed by the legal representative (not necessarily required by every trust company)

8. Articles of Association

9. Capital verification report and the latest (latest month or quarter) audit report and financial statement (balance sheet/income statement) of the accounting firm. If an enterprise has been established for less than two years, it shall provide financial and accounting statements equivalent to its establishment period. The above audit reports and financial statements need to be stamped with official seals.

10, the company's internal control system (including investment management system, risk control system, etc. )

1 1. Determine the members of the investment advisory team.

12. Certificate of Qualification Examination for Investment Consultant Team.

13, resume of legal representative

14, organization chart of the company

15, the investment consultant's past performance certificate

All the above materials must be stamped with the official seal.

After the audit, if the trust company feels that it can cooperate, it will discuss the follow-up matters, such as fund allocation, custody fees and other details.