I. Investment management system. Company financial system. Performance evaluation system. Information disclosure system?

a.b、ⅱ、ⅳc .ⅰ、ⅱ、ⅲd .ⅰ、ⅱ、ⅲ、ⅳ

The principle extension of the basic management system of fund managers;

(1) Principle of independence: The principle of independence mainly means that the Compliance Department and the Inspector General should have independent positions in the organizational system of the fund company, and compliance management should be independent of other business activities.

(II) Objectivity principle: Objectivity principle means that compliance personnel should objectively evaluate the violation facts according to relevant laws and regulations, so as to avoid collusion between compliance personnel and business personnel.

(III) Principle of fairness: The principle of fairness means that compliance personnel should adhere to uniform standards to evaluate and report the risk of violation when inspecting business departments.

The important function expansion of the basic management system of fund managers;

1, which can prevent the fund property from being used for other purposes and is conducive to ensuring the safety of the fund assets. The fund manager can be urged to operate the fund property in accordance with the requirements of relevant laws and regulations and fund contracts, which is conducive to protecting the rights and interests of fund share holders.

2. It is conducive to preventing and reducing fund accounting errors and ensuring the authenticity and accuracy of the net value of fund shares and accounting.