Legal analysis: 1. The registered capital of private management enterprises shall not be less than 30 million yuan, and the investment of individual investors shall not be less than1000000 yuan. 2. The registered capital of the private equity fund enterprise is not less than 500 million yuan, and the paid-in capital at the time of establishment is not less than 654.38+0 billion yuan; The investment amount of a single investor is not less than 6,543,800 yuan+0,000 yuan. 3. Qualifications of senior managers: Private equity funds engaged in securities must have at least two senior managers with fund qualifications, among whom the legal representative, general manager and risk controller must have fund qualifications. 4. Senior management: It is better to have 5- 10 employees. Organizational structure: General Manager, Investment Department, Risk Control Department, Administration Department, Marketing Department, Personnel Department, etc. , each has 1-2 employees, of which the general manager, risk control director and investment manager are best full-time, and others can work part-time. 5. System documents: According to the situation of the association and the company, system documents are prepared, which generally have 9-23 system documents. 6. Legal opinion: A professional law firm needs to be invited to conduct due diligence, complete the legal opinion according to the requirements of the association, and submit it when the private equity fund manager applies for a license.

Legal basis: Article 14 of the Securities Law of People's Republic of China (PRC) stipulates that the funds raised by the company's public offering of shares must be used according to the purposes listed in the prospectus or other public offering documents; Changes in the use of funds must be decided by the shareholders' meeting. No new shares may be publicly issued without correction or approval of the general meeting of shareholders.