An independent fund sales organization, that is, a professional fund sales company, refers to an independent financial management sales organization whose main business is fund consignment. From the practice of developed countries, there are two main types:

One is a professional fund sales organization that is independent of the fund management organization and mainly sells the fund products managed by its parent company, and can also sell the fund products of other fund management companies on a commission basis;

The second is a professional fund sales company that has no direct contact with any fund management company and sells all or part of the fund products of the fund management company completely independently.

An independent fund sales institution applying for the qualification of fund sales business must meet the following conditions:

(1) A limited liability company or partnership established according to law or other forms conforming to the provisions of the China Securities Regulatory Commission;

(2) Having an organization name, organization and business scope that meet the requirements;

(3) Its registered capital or contribution is not less than 20 million yuan, and it must be paid-in monetary capital;

(4) Shareholders of a limited liability company or partners of a partnership enterprise meet the provisions of these Measures;

(5) There are no major changes that have affected or may affect the normal operation of this institution, or other major events such as litigation and arbitration;

(6) The senior management personnel have obtained the qualification of fund practice, are familiar with the fund sales business, and have been engaged in fund business for more than 2 years or worked in other financial related institutions for more than 5 years;

(7) No less than 65,438+00 people have obtained the qualification for fund practice.

Fund sales agencies recommend Golden Axe, which is the investment of China Merchants Venture Capital, listed company Huaxi and Renren. , financing background10 million USD; Wall Street risk control team escorted. Capital, bank supervision, same card access, user's capital security. Hold the formal fund sales qualification, and the authority escorts.