Examination subjects: Subject 1: Fund laws and regulations, professional ethics and business standards, Subject 2: Basic knowledge of securities investment funds, and Subject 3: Basic knowledge of private investment funds.
Application process:
1. First, the institution applies to the fund industry association for the employee management system account, and then the institution qualification manager applies for the registered fund qualification for the employees through the management platform;
2. Individuals submit registration applications? Institutional audit? Internal publicity? Is the organization submitted to the Association for acceptance? Publicity? Obtain a certificate
3. In view of the large number of employees in banking institutions, according to the personnel management structure of banks, a four-level system administrator is temporarily set up. The head office applies for membership accounts and distributes them to relevant business departments or subordinate branches, and the branches then distribute the accounts to sub-branches, and the relevant business departments or sub-branches distribute the accounts to individuals and individuals submit applications.
Applicant:
Institutions that can apply for fund qualification include fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by China Securities Regulatory Commission.
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