5. A fund management company shall follow the principles of openness and fairness, and abide by the fund contract, prospectus, etc. when using its inherent funds to invest in the open-end funds managed by the company. , and abide by the following provisions:
(1) Invest in the listed open-end fund (LOF) by means of subscription, subscription or redemption instead of after-hours trading;
(2) Holding fund shares for a period of not less than six months; The proportion of shares held by the Fund shall not exceed 65,438+00% of the total share of the Fund. This restriction does not apply to the increase in the proportion of shares held by the company due to the redemption of other fund share holders.
(3) Subscribe, purchase and redeem according to the rates agreed in the fund contract and prospectus, and do not enjoy more favorable rates than other investors;
(4) Subscription of fund shares, subscribed fund shares, subscription date, applicable rates, etc. It shall be stated in the effective announcement of the fund contract;
(5) To subscribe for fund shares, at least two trading days in advance, the investment variety, investment date, the amount to be subscribed and the applicable rate shall be announced in the newspapers and periodicals designated by the China Securities Regulatory Commission and the company's website, and shall be filed with the China Securities Regulatory Commission and the agency dispatched by the China Securities Regulatory Commission where the company is located within the aforementioned time limit;
(6) To redeem the fund shares, the varieties, redemption dates, redemption shares and applicable rates shall be announced in the newspapers and periodicals designated by China Securities Regulatory Commission and the company's website at least two trading days in advance, and shall be filed with the China Securities Regulatory Commission and the dispatched offices of China Securities Regulatory Commission where the company is located within the above-mentioned period.
After the announcement of subscription and redemption is issued, the fund management company shall timely and accurately perform its trading obligations in accordance with the matters specified in the announcement.