According to relevant laws and regulations, private fund managers need to have appropriate capital to support their basic operations;
The paid-in capital or paid-in capital contribution shall not be less than RMB 654.38+million;
Among the products raised and managed by themselves or entrusted to other institutions for management, the scale of investment in publicly issued stocks, bonds, fund shares of joint stock limited companies and other securities and their derivatives as stipulated by the China Securities Regulatory Commission is more than 6,543.8 billion yuan;
There are two qualified licensed principals and one compliance risk control principal;
It has a good social reputation, has no record of violation of laws and regulations in the last three years, and has no bad credit record in financial supervision, industry and commerce, taxation and other administrative organs, commercial banks, self-discipline management and other institutions.
A private equity fund management institution applying for registration with the fund industry association needs to fill in the basic information of the institution, the basic information of the licensed person in charge and employees, the basic information of shareholders and partners, and the basic information of management products. In the non-public offering fund registration and filing system, and upload relevant documents and materials. At the same time, provide the following written materials:
(1) Letter of Commitment with true, accurate and complete application materials, with official seal;
(2) A legal opinion issued by a law firm;
(3) Other documents stipulated by the fund industry association.
According to the Measures for the Registration and Filing of Private Equity Fund Managers and other laws and regulations, managers of private equity funds, private equity funds and venture capital funds need to go through the fund filing procedures with the fund industry association.
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