1. is a legally established limited liability company, partnership enterprise or other forms that meet the requirements of China Securities Regulatory Commission.

2. Having the name, organization and business scope of the institution that meets the requirements.

3. The registered capital or contribution is not less than 20 million yuan, and it must be paid-in monetary capital.

4. Shareholders of a limited liability company or partners of a partnership enterprise meet the provisions of the Measures.

5. There are no major changes that have affected or may affect the normal operation of this institution, or other major matters such as litigation and arbitration.

6. The senior management personnel have obtained the qualification of fund practice, are familiar with fund sales///and have been engaged in fund business for more than 2 years, or

At least 7.5 years working experience in other financial related institutions.

8. There shall be no less than 65,438+00 persons who have obtained the qualification for fund practice.