The fund industry and the securities industry can apply at the same time. The two exams are entry certificates for entering the securities industry and the fund industry, and both belong to the qualification certificates for the financial industry.

Registration condition fund employment examination

(1) Having full capacity for civil conduct;

(2) At least 18 years old as of the date of registration;

(3) Having a high school education or above;

(4) Other conditions stipulated by the China Securities Regulatory Commission.

Examination subjects and three subjects.

Fund laws and regulations (compulsory), basic knowledge of securities investment funds (optional), basic knowledge of private equity investment funds (optional)

The Role of Certificates Fund managers, business personnel and salesmen in commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by China Securities Regulatory Commission all need to obtain fund qualification.

Securities practice examination

(1) Having full capacity for civil conduct;

(2) At least 18 years old as of the date of registration;

(3) Having a high school education or above;

(4) Other conditions stipulated by the China Securities Regulatory Commission.

subject of examination

Two subjects.

Basic knowledge of financial market and basic laws and regulations of securities market

Certificate function

The first level of engaging in the securities profession