Use quantitative analysis and qualitative analysis for long-term planning and investment, and pursue the absolute growth of customer assets.

Second, the investment concept

Buffett, an investment guru, believes that it is a rare opportunity to make a lot of money by quantitative analysis to confirm that the stock price is very cheap and qualitative analysis of the company's stock quality is good. As a new asset management company, we have a good corporate culture, a harmonious working atmosphere and United, enterprising and energetic employees. More than 90% of the team members have master's degrees, are professional and diligent, and have excellent investment and research ability. Team members always adhere to the investment concept of "high probability and low odds" and use the analysis method of "quantitative analysis+qualitative analysis" in modern financial engineering to capture the investment opportunities with relative arbitrage in the market and realize the long-term stable growth of customer assets within the risk controllable range.

Third, investment strategy.

Through a large number of statistical analysis and macroeconomic research, the corresponding investment strategy is formulated. Through the study of industry segmentation, determine the investment direction of the industry and optimize the undervalued enterprises. Mining high-growth stocks through the analysis of the fundamentals of listed companies, and determining the stock pool in combination with the annual industry investment direction.

Fourth, the investment process.

Step 1: The staff of the Equity Department is responsible for collecting the information of the private placement of listed companies, including detailed information such as the private placement plan, the audit of the private placement by the CSRC, the implementation time of the private placement plan of listed companies, and establishing a complete database according to the information;

Step 2: Through research, the Research Department puts forward the "Private placement stock investment plan", including basic information of private placement companies, ratings of research institutions, company industry analysis, company business analysis, company financial analysis, company private placement project analysis, and the quotation ceiling and discount rate range of this private placement, thus forming a primary investment plan to provide decision support for the investment decision-making committee.

Step 3: The investment decision-making committee holds investment decision-making meetings from time to time to review the plan, put forward opinions and make amendments, and finally form the Proposal for Private Placement of Stock Investment Targets.

Step 4: The Investment Decision Committee submits the Proposal on Targeted Stock Offering to the Risk Control Committee. The Risk Control Committee holds irregular meetings to review the proposal and give opinions within 24 hours.

Step 5: The trading department, as the specific executive department of investment, carries out specific operations according to the investment instructions issued by the investment decision-making committee. And submit the market reaction during the transaction to the investment decision-making Committee.

Verb (abbreviation of verb) risk management and risk control

1, in strict accordance with the process of investment operation;

2. Company investment must choose private equity issued by listed companies with undervalued intrinsic value and high margin of safety;

3. The concept of risk management (1) adopts an indexed investment model to avoid the risks caused by the break of individual stocks; (2) Risk control objective: While maintaining fundamental research and personal investment influencing factors, pay attention to the index fitting degree of the fund; (3) Conduct appropriate liquidity risk management.

4. Risk management method uses quantitative tools to help manage investment risks;

5. Risk management refers to the establishment of a risk control committee and the implementation of quantitative risk management. The Risk Control Committee shall monitor the investment direction and proportion of the company in accordance with relevant regulations. If any violation is found, the fund manager shall be promptly reminded. If the reminder is invalid, the supervisor and the shareholders' meeting may be directly notified for timely handling.