See if the fund is registered. If you want to set up a fund, you must first file it with the fund industry association, which performs the supervisory function. If the fund manager applies to the fund industry association for filing, the fund industry association will give the result of approval or rejection in about 20 working days, and the fund manager promises to bear legal responsibility for the authenticity, completeness and accuracy of the information provided.
Investors can log in to official website Fund Industry Association to inquire about the fund filing. The information bulletin board will generally publicize the fund name, manager's name, establishment date, filing date, code and custodian information.
If you can't find the corresponding filing information, there is a high probability that this fund is illegally issued!
To see if a fund company has a fund sales license, it needs to obtain corresponding qualifications to sell funds, that is, to obtain a fund sales license to sell funds as an agent. Of course, some institutions do not have a fund sales license, but they have a fund license and can sell funds issued and established under their own names!
If the institution can't provide the fund sales license and can't show its own fund license to set up a private equity fund, then everyone should be careful!
See if the account manager has a fund qualification certificate. When recommending fund products to us, the account manager must also have the corresponding qualifications, that is, he must pass the fund qualification examination and be affiliated with the corresponding fund company, so that the account manager can have the fund qualification and sell the fund!
If the account manager can't issue the qualification, then the salesperson has a high probability of flying orders, and there will be problems in the later products, so it will be very troublesome to find a docking person!
The above content was originally written by Wu Peng. It's just learning and communication, and it doesn't constitute any investment advice. Investment is risky and financial management needs to be cautious. I hereby announce! If you think the content is reasonable, please like and pay attention. Bian Xiao thanked you first!