China's securities industry implements the qualification management system for securities practitioners, and China Securities Association conducts qualification management for securities practitioners under the guidance and supervision of China Securities Regulatory Commission.
Professionals engaged in securities business in securities companies, fund management companies, fund custody institutions, fund sales institutions, securities investment consulting institutions, securities credit evaluation institutions and other institutions engaged in securities business recognized by the China Securities Regulatory Commission must obtain a practice certificate on the basis of obtaining the qualification.
You can get a certificate of achievement by passing the exam, and the exam results are valid for many years. Those who have passed the examinations of basic subjects and any professional subjects, obtained the qualification of securities industry, and met the requirements of the Measures for the Administration of the Qualification of Securities Industry Practitioners, may apply to China Securities Industry Association for a practicing certificate through their company.
Securities practitioners have the above violations, China Securities Association will record the relevant information in the integrity information management system of securities practitioners; Practitioners' practice certificates may be cancelled, and their applications for practice registration will not be accepted within three years.
Candidates who do not meet the registration requirements and take the qualification examination by fraud will not be accepted by the association within one year; Those who have already taken the exam will be disqualified.