Notice on the Release of Implementation Rules for Open-end Fund On-site Trading

account or closed-end fund account), handled through the stock entrustment system.

2. Over-the-counter transactions: refers to using the open-end fund account of a fund company and handling it through the open-end fund entrustment system.

Introduction to the open-end fund on-site trading process 1. Opening a customer number, etc. (see A-share account opening process for details) 2. Shanghai Fund Connect business (1), business introduction The subscription, subscription and redemption of open-end funds are handled through the Shanghai Stock Exchange.

In addition to the existing subscription, subscription and redemption processes through fund managers and their agency agencies, a new open-end fund business processing channel is launched for investors.

Investors who subscribe, purchase and redeem fund shares through the SSE on-site system should designate a qualified SSE member to do so on their behalf in accordance with the "Trial Measures for the Comprehensive Designated Trading System of the Shanghai Stock Exchange".

(2) Application elements 1. The securities code for subscription application is 521***, and the amount subscription method is used. Investors fill in the quantity application with the subscription amount. Warm reminder: Use the purchase menu of A-share trading.

2. The time and place for the subscription and redemption of fund shares. Subscription and redemption of fund shares are accepted during the matching trading hours of the Shanghai Stock Exchange on each trading day (9:30 to 11:30, 13:00 to 15:00).

declare.

The securities code for subscription and redemption is 519***, and the principle of amount subscription and share redemption is adopted, that is, the quantity application is filled in with the subscription amount, and the quantity application is filled in with the redemption shares.

Subscription corresponds to the buy menu of A-share transactions, and redemption corresponds to the sell menu of A-share transactions.

The transaction price of subscription and redemption is determined based on the net value of fund shares on that day.

Since the declared price column cannot be left blank, it is agreed that it should always be filled in as 1 yuan.

The minimum subscription amount and redemption units are determined and announced by the fund manager.

On the basis of the minimum subscription amount, the cumulative subscription amount is 100 yuan or an integer multiple thereof, but the maximum cannot exceed 99,999,900 yuan; the number of fund shares redeemed in a single transaction is an integer, but the maximum cannot exceed 99,999,999.

Starting from T+2, investors can check the subscription and redemption processing results and the fund shares obtained from the subscription at the SSE member business department where the application was submitted.

3. The declaration security code for setting the fund dividend method is 523***, and the buying and selling direction can only be buying, not selling; fill in the fund dividend method code for the price, of which 100 yuan is dividend transfer and 101 yuan is cash dividend; the declared quantity is

1.

Special reminder: Setting up the fund dividend method can only be done at the counter of each business department of our company.

4. On-site subscription, purchase and redemption of Fund Pass can be handled using our A-share trading system of hot keys, telephone orders and online transactions.

(3) Cross-market transfer to custody. The securities code for on-site transfer to off-exchange cross-market transfer to custody is 522***. The transfer-out corresponds to selling. For transfer-out, fill in the salesperson code of the transfer party in the price column, ranging from 1-999.

Yuan.

Starting from T+2, investors can inquire about the transferred fund shares from the over-the-counter fund manager or its agency, or from the qualified Shanghai Stock Exchange member of the designated exchange on the exchange.

Transfer fund shares.

Warm reminder: If an investor transfers the fund cross-market transfer custody business to our company, our Shanghai seat number is 23078.

3. Introduction to LOF business (1). Business introduction Listed open-ended funds (English name Listed Open-ended Funds, referred to as LOFs) are based on the current open-ended fund operation model, adding the offering, subscription, redemption and trading of Shenzhen Stock Exchange

channels.

Its main features are: 1.

Funds can be sold on the Shenzhen Stock Exchange and at the same time as the fund manager and its agency. The Shenzhen Stock Exchange adopts the online issuance method, and the fund manager and its agency continue to use the current over-the-counter sales method.

2.

After the fund is listed on the Shenzhen Stock Exchange, investors can choose to buy and sell fund shares in the Shenzhen Stock Exchange trading system through matching transactions, or they can choose to subscribe through the Shenzhen Stock Exchange trading system, fund managers and agencies based on the net value of the fund shares after the market closes on that day.

Redeem Fund Shares.

3.

Fund shares subscribed, purchased, and purchased through the Shenzhen Stock Exchange trading system are registered in the China Clearing Shenzhen Securities Registration and Clearing System, and can be reported to the Shenzhen Stock Exchange trading system for sale or redemption through the securities business department.

Sales are executed at the electronic matching price in the form of stock trading, while redemptions are executed at the closing net value of the fund shares on that day.

4．

Cross-system custody transfer can be used to change the custody location of fund shares between on-site and off-site.

The fund code consists of six Arabic numerals, with the first two digits being identified by 16 or 15.