According to the current "Frequently Asked Questions on the Management of Securities Practitioners", candidates with securities qualifications can check their examination results through the website of the Association and print out the proof of the results. Examination results are valid for a long time. Certificates and grades obtained in the old examinations shall remain valid within the scope stipulated in the original certificates.
The examination before the reform was conducted according to the original securities practice system. Through a basic knowledge plus a professional knowledge, you can obtain the qualification of securities practice.
Performance cohesion after reform
Before the reform, the qualification examination subjects were composed of basic subjects and professional subjects. The basic subjects are the basic knowledge of the securities market, and the professional subjects include securities trading, securities issuance and underwriting, securities investment analysis and securities investment funds.
1. Those who pass the basic course "Basic Knowledge of Securities Market" will pass the entry qualification examination.
2, through one or more professional subjects, should pass the reformed "basic laws and regulations of the securities market" or "basic knowledge of the financial market" entry qualification examination. Notice on inspecting the reform system
Analysis of passing subjects before reform;
First, the old exam results are valid for a long time. If you pass five exams, there will be no impact after the reform.
Two, if only through 2 subjects, 3 subjects, 4 subjects, the results continue to be valid, with securities business qualifications. Bian Xiao predicted that the change would be that, with the qualification, it would be possible to carry out the business of passing subjects, and it would be impossible to carry out the business of failing subjects. For example, only through the foundation and trading, you may only be a securities broker, but not a securities investment analyst. If you want to develop more business, you need to take the reformed special ability examination.
3. If you only pass the 1 exam, you are not qualified for securities business.
In the published fund qualification registration announcement: from June 20 17 to June 2065 438+07, the examination results of Securities Investment Fund, Securities Market Basis and Fund Sales Basics organized by the Securities Industry Association were recognized. Those who have passed the above examination subjects can apply to the Fund through their affiliated institutions.