If you want to issue private equity products, you must first register with the Fund Association and obtain a private equity fund manager certificate and a private equity license before you can issue products. To issue products, you need product registration to operate legally.
Materials filed with the Securities Investment Fund Association of China: 1. True resumes of company executives and contact information of people in the company where they work, 2. Scanned copies and electronic photos of company executives’ ID cards, 3. Copies of licenses, tax copies, and code copies.
Official seal, 4. Application form for joining the Fund Industry Association, 5. Commitment letter for the company to apply for registration, 6. The company’s financial statements for the previous year (if it is a newly established company, the financial statements for the current month are required). 7. The company’s registered capital
Capital verification report 8. Articles of Association.
9. Whether the manager has established investment, risk control, internal control, employee personal transactions, information disclosure and other related systems.
10. Qualifications for securities business: Basic knowledge of the securities market and securities investment funds**. 11. Submission of materials must include a legal opinion.