1. Subject III of the Fund Qualification Examination, in which subject I, Fund Laws and Regulations, Professional Ethics and Business Standards, is a compulsory subject, and subject II, Basic Knowledge of Securities Investment Funds and Basic Knowledge of Private Equity Investment Funds, is an optional subject. The qualifications recognized in subjects 1 and 2 are applicable to private fund managers in securities, equity and venture capital, while the qualifications recognized in subjects 1 and 3 are only applicable to non-securities private fund managers.
2. From the securities industry association to the fund industry association, the fund qualification examination has a more direct goal and stricter and more effective management of employees. Under this background and goal, the new management organization will inevitably treat the examination more strictly. With the extraordinary expansion of the fund industry, the demand for fund practitioners is increasing day by day. In this way, it is inevitable that the professionalism and professionalism of employees will be mixed. If the industry can develop healthily, stably and sustainably, it is necessary to set stricter entry barriers.