The qualification certificates that individuals can obtain in fund-related work include: fund qualification certificate, securities qualification certificate, CFA (Certified Financial Analyst, Chartered Financial Analyst).

Fund qualification means that according to relevant regulations, personnel engaged in fund publicity, promotion, consulting and other businesses should have the professional knowledge and skills of laws and regulations, finance and finance necessary for fund sales activities, and obtain the securities qualification recognized by the association in accordance with relevant regulations. "

Securities practitioners refer to those who are formally employed by securities institutions approved by China Securities Regulatory Commission according to law or who have signed labor agreements with them.

Securities practitioners must obtain the qualification certificate of securities practitioners in China Securities Regulatory Commission in accordance with the relevant provisions before they can engage in various securities professional positions; Without obtaining the qualification of securities industry, except those who meet the requirements of exemption from examination, they shall not engage in various securities professional positions.

CFA (Certified Financial Analyst, Chartered Financial Analyst) exam is an internationally accepted professional qualification certification for financial investment practitioners. After passing the examination, the certificate is recognized as the highest certification in the financial and securities industry in the United States and even the world, and it is also a necessary certificate for analysts of American heavyweight financial institutions.

Extended data:

The fund qualification examination includes three subjects:

Subject 1: fund laws and regulations, professional ethics and business norms;

Subject 2: Basic knowledge of securities investment funds;

Subject 3: Basic knowledge of private equity investment funds.

Candidates are eligible to be registered as fund practitioners if they pass the examination of subject 1 and subject 2, or pass the examination of subject 1 and subject 3.

Reference source: Baidu Encyclopedia _ Fund Qualification

Baidu Encyclopedia _ Securities practitioners

Baidu encyclopedia _CFA exam