The scope, time and subjects of the fund qualification examination and the unified examination are the same. The examination subjects of both are any one of fund laws and regulations, basic knowledge of funds and private equity funds. Since 2003, the qualification examination for fund practitioners, as a part of the qualification examination system for securities practitioners, has been organized and implemented by China Securities Association.
In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners.
The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
Extended data:
The qualification examination of fund practitioners (or qualification examination of fund practitioners) results:
1, "Securities Investment Fund" examination results recognition: those who have passed the "Securities Investment Fund" examination organized by the Securities Industry Association and passed the first subject of the Fund Industry Association within four years can apply to the Fund Industry Association for the qualification of registered funds through their institutions.
Those who have not passed Subject 1 of the Fund Industry Association for more than four years need to re-participate in Subject 1 and Subject 2 of the Fund Industry Association. After passing the examination, you can apply to the fund industry association for the qualification of registered fund through your institution.
2. Identification of the results of the basic examination of securities investment funds and securities markets: Those who have passed the basic examination of securities investment funds and securities markets of the Securities Industry Association shall apply to the fund industry association for the qualification of registered funds within four years through their institutions.
Those who have not applied for the qualification of registered fund to the fund industry association through their institutions for more than four years need to pass the qualification examination of the fund industry association, or apply for the qualification of registered fund to the fund industry association through their institutions after completing the required follow-up training hours in the last two years.
3. Identification of the examination results of "Basic Knowledge of Fund Sales": Those who have passed the examination subjects of "Basic Knowledge of Fund Sales" and have worked in relevant institutions shall have their fund sales qualifications recognized.
Those who have passed the "Basic Knowledge of Fund Sales" examination and have not worked in relevant institutions for more than four years need to pass the qualification examination of the fund industry association, or apply to the fund industry association for registered fund sales qualification through their institutions after completing the required follow-up training hours in the last two years.
Baidu encyclopedia-fund qualification examination
China Asset Management Association official website-exam platform