In order to standardize the fund evaluation business, the China Securities Regulatory Commission promulgated the Interim Measures for the Management of the Evaluation Business of Securities Investment Funds on June 5438+065438+ 10, 2009, requiring institutions that publicly release the fund evaluation results to follow the following principles when engaging in the fund evaluation business:

1. Long-term principle, that is, pay attention to the long-term evaluation of funds, cultivate and guide investors' long-term investment ideas, and do not mislead investors with short-term and frequent fund evaluation results.

2. The principle of impartiality, that is, to maintain a neutral position, treat all evaluation objects fairly, and not distort or vilify the evaluation objects to prevent possible conflicts of interest.

3. The principle of comprehensiveness, that is, the comprehensive evaluation of the investment income and risk of the fund or the management ability of the fund manager, shall not take a single index as the sole criterion for the fund rating.

4. The principle of objectivity, that is, the process and results of fund evaluation are objective and accurate, and false information shall not be used as the basis of fund evaluation, and false fund evaluation results shall not be published.

5. The principle of consistency, that is, the fund evaluation standards, methods and procedures are consistent, and undisclosed evaluation standards, methods and procedures shall not be used.

6. The principle of openness, that is, the information publicly disclosed in the market shall be used, and data other than publicly disclosed information shall not be used.