Article 45 A fund manager shall specify the items, conditions and methods of collecting sales expenses in the fund contract, prospectus or announcement, and specify the rate standard and expense calculation method in the prospectus or announcement.
Article 46 When handling fund sales business, a fund sales institution may charge investors subscription fees, subscription fees, redemption fees, conversion fees, sales service fees and other fees in accordance with the fund contract and prospectus. If a fund sales institution collects fund sales expenses, it shall comply with the relevant provisions of the China Securities Regulatory Commission on fund sales expenses.
Article 47 If a fund sales institution provides value-added services to fund investors, it may charge the fund investors a value-added service fee. Value-added services refer to the additional services provided to investors by fund sales institutions in the process of selling fund products, on the basis of ensuring compliance with the principle of applicability of fund and related products sales, in addition to the services stipulated in laws or fund contracts and prospectus.
Article 48 A fund sales institution that collects value-added service fees shall meet the following requirements:
Follow the principle of reasonable, open and consistent pricing;
(2) All business outlets providing value-added services shall publicize the content of value-added services;
(three) unified printing service agreement, clear the content, mode, charging standard, time limit and dispute resolution mechanism of value-added services;
(4) Fund investors have the right to choose value-added services independently, and fund investors who choose to accept value-added services should sign a service agreement to confirm;
(five) the value-added service fee shall be paid separately and shall not be deducted from the subscription (subscription) funds;
(six) the main body of providing value-added services and signing service agreements shall be the fund sales organization, and any sales personnel shall not collect value-added service fees without permission;
(seven) other circumstances stipulated by the relevant regulatory authorities.
Where a fund sales institution provides value-added services and collects value-added service fees from investors, it shall file a uniformly printed service agreement with the China Securities Regulatory Commission.
Article 49 The fund manager and the fund sales organization may stipulate in the fund sales agreement that a certain proportion of customer maintenance fees shall be withdrawn according to the amount of funds sold by the fund sales organization, which shall be used to pay the relevant expenses incurred by the fund sales organization due to customer service and sales activities. If a fund sales institution collects customer maintenance fees, it shall comply with the relevant provisions of the China Securities Regulatory Commission on fund sales fees.
Article 50 A fund manager and a fund sales institution shall stipulate in the fund sales agreement or its supplementary agreement the proportion of the subscription (subscription) fee, redemption fee, sales service fee and other sales expenses of both parties, and confirm the fund sales income according to their actual sales expenses, make accounting and bookkeeping according to the facts, and pay taxes according to law.
Article 51 A fund industry association may stipulate the minimum standard of fund sales expenses in its self-discipline rules.