Securities qualification examination is divided into three categories: general qualification examination, special business qualification examination and management qualification examination.

Vocational qualification examination

Sponsor representatives are competent for investment banking business assessment, securities analysts are competent for issuing securities research reports, and securities investment consultants are competent for securities investment consulting business.

Management qualification examination

Qualification examination for managers: qualification examination for senior managers of securities companies, qualification examination for senior managers of securities rating business and competency examination for compliance managers of securities companies.

Fund employment examination

The qualification examination for fund practitioners includes three subjects: subject 1: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds. Subject 3: Basic knowledge of private equity investment funds.

Textbooks for exams

Candidates who pass any two subjects will have the qualifications of fund practitioners and fund sales. The textbook used in the exam is securities investment fund.