Private equity funds are funds raised privately or directly from specific groups. What should I do if the filing of private equity funds is unsuccessful? Reason 1: Please fill in the correct full name of the fund: the full name of the fund should be exactly the same as the name in the contract. Reason 2: Please fill in the correct management type rectification method: There are three management types to choose from, namely entrusted management, independent management and consultant management. Self-management refers to a corporate fund established in the form of a limited liability company or a joint stock limited company. Self-management is achieved through the formation of an internal management team, and the company's funds must also go through the registration procedures for managers. Entrusted management refers to entrusting assets to private fund managers for management by means of entrusted management. Consultant management refers to private fund managers managing assets for trust companies, securities companies and QFII. By acting as an investment consultant. Reason 3: Please upload the risk disclosure signed by all investors. Rectification method: scan the risk disclosure documents signed by all investors and upload them into PDF documents. Reason 4: Please upload the proof of improving the scale. Rectification method: The proof of raising scale includes the proof of fund arrival issued by the custodian, or the capital verification certificate issued by the accounting firm, or the bank statement (stamped with the official seal of the bank), or the certificate issued by a third party such as the transfer materials of industrial and commercial registration files. Reason 5: Ask the manager to issue a statement on whether the funds have been raised and whether to continue to raise funds. Rectification method: the manager shall truthfully issue the above instructions, sign and confirm them and upload them to other issues. Reason 6: The information of fund partners is inconsistent with the industrial and commercial registration. Rectification method: if it can be changed, it will be re-filed. If it can't be changed temporarily, all partners will issue a letter of commitment, promising to complete the rectification within three months, and upload a letter of commitment signed and confirmed for other issues. Reason 7: Require XXX investors to pay RMB 6,543.8+0,000 yuan before filing for rectification: According to Article 12 of the Interim Measures for the Supervision and Administration of Private Equity Funds promulgated by the CSRC on August 25th, 2007, a qualified investor of private equity funds refers to a person who has the corresponding ability to identify risks and bear risks, and the investment amount of a single private equity fund is not less than RMB 6,543.8+0,000 yuan. Reasons for unsuccessful: Please go to the Association for record after fundraising. Rectification method: the fund products must be directly invested by external investors and fund managers, or the fund products are only subscribed by fund managers and their staff, and the China Foundation will not put them on record. Reason 9: Please upload the list of investors and affix the official seal of the private fund manager. Rectification method: the list of investors includes serial number, name/institution name, certificate number, subscription amount, paid-in amount, summary amount and remarks; Remarks include GP/LP, priority/sub-priority, etc., and whether the manager or employee voted for it. The summary amount shall be consistent with the paid-in amount reported by the registration and filing system. Unsuccessful reason 10: If the fund products are not managed, please upload the unmanaged agreement signed by all investors. Rectification method: explain other problems that the manager thinks need to be explained. In the contract, it is clear that the products are not managed, and the relevant chapters of the system measures and dispute resolution mechanism to ensure the property safety of private equity funds are specified. At the same time, upload the unmanaged agreement signed by all investors, which clearly States that "the Fund is not managed". Reasons for Unsuccessfulness 1 1: Ask the manager to confirm whether the first round of fundraising is over or not, and upload the investment project information sheet. Rectification method: explain the first round of fundraising in other issues, such as "XXXX Fund's first round of fundraising has been put in place, and it will not be raised externally for the time being", and issue an explanation and affix the official seal of the fund manager. Other issues will be scanned in PDF and uploaded together with the investment project table. Reasons for unsuccessful 12: Please submit the rectification measures again after the fund among investors has passed the filing: if there is a fund among investors, the fund needs to pass the filing to become a qualified investor, and the fund invested by the fund can be filed.

Legal objectivity:

The Measures for the Registration and Filing of Private Equity Fund Managers (Trial) stipulates the following for fund filing: Article 11 A private equity fund manager shall, within 20 working days after the private equity fund is raised, put on record through the private equity fund registration and filing system, indicate the fund category according to the main investment direction of the private equity fund, and truthfully fill in the fund name, fund scale, investor and fund contract (the articles of association or partnership agreement of the fund company, hereinafter referred to as the fund contract). Where a corporate fund employs a management team to manage the assets of the fund, the corporate fund shall go through the procedures of fund filing and fund manager registration. Article 12 Where the filing materials of private equity funds are incomplete or do not meet the requirements, the private equity fund manager shall make timely corrections according to the requirements of the fund industry association. Article 13 If the filing materials of private equity funds are complete and meet the requirements, the fund industry association shall, within 20 working days from the date of receiving all the filing materials, complete the filing procedures of private equity funds by publicizing the basic information of private equity funds through the website. The basic information of private equity fund published on the website includes the name of private equity fund, time of establishment, filing time, main investment fields, fund manager and fund custodian. Article 14 A registered private equity fund may apply for opening a securities-related account.