1. Different examination subjects: the entry qualification examination has two subjects, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively; The fund qualification examination includes fund laws and regulations, professional ethics and business norms, basic knowledge of securities investment funds and basic knowledge of private investment funds.
2. Different career directions: securities qualification is an essential certificate for entering the securities industry, and it is an important reference for entering banks or non-bank financial institutions, listed companies, investment companies, large enterprise groups, financial media and government economic departments; Fund sales personnel should have professional knowledge and skills such as laws and regulations, finance and finance. Necessary to engage in fund sales activities, and obtain the securities qualification recognized by the association according to relevant regulations.
3. Different examination categories: the qualification examination for securities industry is divided into three categories: general qualification examination, special business qualification examination and management qualification examination; The fund employment examination is divided into three subjects, one is fund laws and regulations, professional ethics and business norms; Subject 2 is the basic knowledge of securities investment funds, and subject 3 is the basic knowledge of private equity investment funds.
Tips: The above information is for reference only.
Reply time: 2021-11-09. Please refer to the latest business changes announced by Ping An Bank in official website.