Shanghai Stock Exchange Listing Rules: 1.1 To regulate the listing of stocks, depositary receipts, corporate bonds convertible into stocks (hereinafter referred to as convertible corporate bonds) and other derivatives (hereinafter collectively referred to as stocks and their derivatives), and the listing
The information disclosure behavior of the company and relevant information disclosure obligors is to maintain the order of the securities market and protect the legitimate rights and interests of investors. According to the Company Law of the People's Republic of China (hereinafter referred to as the "Company Law") and the "Company Law"
*The Securities Law of the People's Republic of China (hereinafter referred to as the "Securities Law") and the "Stock Exchange Management Measures" and other relevant laws, administrative regulations, departmental rules, and the "Articles of the Shanghai Stock Exchange" formulate these rules.
1.2 These rules shall apply to the listing, information disclosure, trading suspension and other matters of stocks, depositary receipts and their derivatives listed on the Shanghai Stock Exchange (hereinafter referred to as the Exchange).
If the China Securities Regulatory Commission (hereinafter referred to as the China Securities Regulatory Commission) and the Exchange have other regulations on the listing, information disclosure, trading suspension and other matters of domestic and foreign companies’ stocks, depositary receipts, warrants and other derivatives on the Exchange, those regulations shall prevail
.
1.3 Applications for listing stocks and their derivatives on the Exchange must be reviewed and approved by the Exchange, and a listing agreement must be signed with the Exchange before listing to clarify the rights, obligations and related matters of both parties.
1.4 Issuers, listed companies and their directors, supervisors, senior managers, shareholders, actual controllers, acquirers, major asset restructuring counterparties and other institutions and their relevant personnel, as well as sponsors and their sponsor representatives, securities service institutions and
Relevant personnel shall abide by laws, administrative regulations, departmental rules, other normative documents, these Rules and other provisions of the Exchange.
1.5 The Exchange shall, in accordance with laws, administrative regulations, departmental rules, other normative documents, these Rules and other provisions of the Exchange, listing agreements, statements and commitments, conduct
Actual controllers, acquirers, counterparties to major asset restructuring transactions and other institutions and their relevant personnel, as well as sponsors and their sponsor representatives, securities service institutions and their relevant personnel shall be supervised.
For more information about the requirements for listing on the Shanghai Stock Exchange, we can go to Mingde. Beijing Mingde Tiansheng Investment Management Center (hereinafter referred to as "Mingde Tiansheng") was established in 2011. It is an equity investment management institution and is registered
Based in Beijing, it focuses on helping outstanding companies in different growth cycles achieve long-term development through venture capital, private equity, mergers and acquisitions, etc.
If you still have questions about the listing requirements of the Shanghai Stock Exchange, you can click the online consultation button below to chat directly with the teacher.
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