Compliance risk refers to the risk that the company and its employees may suffer legal sanctions, regulatory penalties, major financial losses and reputation losses due to violation of laws and regulations, fund contracts and internal rules and regulations of the company. The main types of compliance risk include investment compliance risk, sales compliance risk, information disclosure compliance risk and anti-money laundering compliance risk. Options a and b belong to the compliance risk of fund investment, and option c belongs to the compliance risk of fund sales.