1, if it is opened before 2020, there is no need to re-open the brokerage firm. If it is opened later, it needs to be verified.

2. The securities transfer customer shall go through the transfer formalities at the original securities company and the original account opening business department (the shareholder's account need not be cancelled), that is, cancel the designated transaction in Shanghai, handle the stock transfer custody (the seat number transferred to the business department should be known in advance) and settle interest. Securities transfer customers bring their ID cards and shareholder cards to the new securities business department to handle the transfer procedures, that is, handle the designated transactions in Shanghai and re-sign the tripartite depository agreement (if you want to use the previous bank debit card, you still need to return to the original securities business department the next day to cancel the depository procedures of the third party bank, otherwise it is not necessary).

For assets in securities accounts and capital accounts, the specific identification criteria are as follows:

First, the securities accounts that can be used to calculate the assets of individual investors should be the securities accounts opened by China Clearing and the accounts opened by investors in securities companies.

The accounts opened by China Clearing include A-share accounts, B-share accounts, closed-end fund accounts, open-end fund accounts, derivative contract accounts and other securities accounts established by China Clearing according to business needs. Capital accounts that can be used to calculate investors' assets include customer transaction settlement fund accounts and stock option margin accounts.

2. The following assets in the securities account opened by China Clearing can be counted as investors' assets: stocks, including A shares, B shares, preferred stocks, Hong Kong stocks bought through Hong Kong Stock Connect and stocks listed in the national share transfer system for small and medium-sized enterprises; Depositary receipts; Publicly raise fund shares; Bonds; Asset-backed securities; Share of asset management plan; Stock option contracts,

Among them, the right warehouse contract adds assets according to the settlement price, and the obligation warehouse contract subtracts assets according to the settlement price; Repurchase assets, including bond pledged repurchase, reverse repurchase and pledged quotation repurchase; Other securities assets recognized by Shenzhen Stock Exchange.

Three. The following assets in an account opened by an investor in a securities company can be included in the investor's assets: Public Offering of Fund share, private equity fund share, bank wealth management products, precious metal assets, OTC derivatives assets, etc.

4. The following assets in the fund account can be included in the investor's assets: the transaction settlement funds in the customer's transaction settlement fund account; Trading settlement funds in the stock option margin account, including the margin corresponding to the obligation warehouse; Other capital assets recognized by Shenzhen Stock Exchange.

Five, the calculation of all kinds of financing business related assets, should be calculated according to the net assets, excluding securities lending and funds.