Law-abiding and compliance means that fund employees should not only abide by the national laws, administrative regulations and departmental rules, but also abide by the relevant self-discipline rules of the fund industry and the management norms of its affiliated institutions, and cooperate with the supervision of the fund regulatory agencies. The "laws" and "regulations" in law-abiding and compliance include not only the laws that all citizens need to abide by, such as the Constitution, Criminal Law and Civil Law, but also the laws, administrative regulations and departmental rules that regulate the field of securities investment funds, as well as the self-discipline rules of the fund industry and the articles of association, internal rules and regulations, working procedures and disciplines of the institutions where fund practitioners work.