The incident that the former technical director was fined 23 million yuan for illegal trading caused a heated discussion. What is Dacheng Fund's response to this matter? Let's discuss this problem below, hoping that these contents can help friends in need.
A technical director of Dacheng Fund made a profit of more than 5.75 million yuan by buying and selling according to unpublished information content, and was fined more than 23.1 million yuan. In four years, Jiang Weiqiang, the former information technology director of Dacheng Fund, used his own database to query key accounts to actually operate other people's stock accounts, and traded stocks with three fund portfolio accounts. In four years, he bought and sold 245 stocks, with a profit of 5.75 million yuan. Recently, the punishment decision of Guangxi Securities Regulatory Bureau of CSRC explained the key points of this case in detail.
on December 24th, Guangxi Securities Regulatory Bureau issued two disposal decisions, which collected Jiang Weiqiang's illegal income of 5,752,9 yuan, punished him with a fine of 17,258,8 yuan and confiscated him with a fine of 23.1 million yuan, and adopted a 1-year ban on entering the sales market.
Jiang Weiqiang has the account management authority in the core information base of Hang Seng System of Dacheng Fund. During his tenure, Jiang Weiqiang used this account management authority to obtain the historical, cultural and real-time trading data information of the three constituent accounts of Dacheng Fund management method by using the office desktop computer, so as to know the information content that should not be published.
Jiang Weiqiang grasped the trading data and manipulated the "Guo Mouzhen" stock account opened in a business department of China Zhongjin fortune securities on January 22nd, 215. From May 17, 217 to April 22, 221, Jiang Weiqiang used his own information to control the stocks in the "Guo Mozhen" stock account and the above three constituent accounts of Dacheng Fund's entrusted management method.
In four years, 245 shares of "Guo Mouzhen" were bought and sold in the same way, with a turnover of 669 million RMB. Through related system software operation records, securities account materials, bank account assets flow, computer and mobile phone evidence collection materials, relevant documents of fund management companies, interrogation transcripts and his direct evidence, Guangxi Securities Regulatory Bureau assessed the objective facts of Jiang Weiqiang's violation of regulations.
In addition, regarding this case, Dacheng Fund indicated that Jiang Weiqiang's personal behavior belongs to behavior, and he resigned from Dacheng Fund at the beginning of this year. At this stage, Dacheng Fund's operation and management and investment fund are all normal. Dacheng Fund said that the company has always adhered to the business management philosophy of "shareholders' rights and interests of the company are above everything else", and has zero tolerance for employees' illegal operations. In the future, it will improve its operation management and service quality again and earnestly safeguard the legitimate rights of investors.