200 1 Cooperation with Schroeder-Baoyuan Investment Management (Hong Kong) Company.
In September 2003, the existing shareholders of the company were changed to Beijing State-owned Assets Management Co., Ltd. (35.725%), Southwest Securities Co., Ltd. (35.725%), Beijing Securities Co., Ltd. (25%) and China Science and Technology Securities Co., Ltd. (3.55%).
From June 5438, 2006 to October, 2006, the existing shareholders of the company were changed to CITIC Securities Co., Ltd. (40.725%), Southwest Securities Co., Ltd. (35.725%), Beijing Securities Co., Ltd. (20%) and China Science and Technology Securities Co., Ltd. (3.55%).
Approved by China Securities Regulatory Commission, the company was established on April 9, 20 14. It is one of the first national fund management companies approved by China Securities Regulatory Commission. The registered capital is 70 million yuan, which is jointly invested by Huaxia Securities Co., Ltd., Beijing Securities Co., Ltd. and Zhongke International Trust and Investment Co., Ltd. In June 2003, the National Social Security Fund officially began to entrust funds to Huaxia Fund Management Company for investment management.
In 2000.0 1. 19, the registered capital of the company increased from 70 million yuan to1380,000 yuan, and Beijing State-owned Assets Management Co., Ltd. (with a capital contribution ratio of 35.725%), Southwest Securities Co., Ltd. (with a capital contribution ratio of 25%)
On July 3, 2006, with the approval of the documentNo. 127, the equity was changed as follows: CITIC Securities Co., Ltd. 40.725%, Southwest Securities Co., Ltd. 35.725%, Beijing Securities Co., Ltd. 20% and China Science and Technology Securities Co., Ltd. 3.55%.
In August 2007, the shares were changed to CITIC Securities Co., Ltd. (60.725%), Southwest Securities Co., Ltd. (35.725%) and China Science and Technology Securities Co., Ltd. (3.55%).
From June 5438 to February 2007, the shareholder was changed to CITIC Securities Co., Ltd., and the capital contribution ratio was 100%. According to the Reply on Approving the Resolutions of the Shareholders' General Meeting of Four Funds, including CITIC Classic Allocation Securities Investment Fund (CSRC [2009] 1No.), Huaxia Fund Management Company absorbed and merged CITIC Fund Management Company, and the fund managers of CITIC Classic Allocation Securities Investment Fund, CITIC Steady Double Interest Bond Securities Investment Fund, CITIC Cash Advantage Money Market Fund and CITIC Bonus Select Stock Securities Investment Fund were replaced by Huaxia Fund Management Co., Ltd.
20 1 1 CITIC Securities Co., Ltd. transfers 5 1% equity of Huaxia Fund.
20 1 1 On May 25th, CITIC Securities announced that it intends to transfer its 5 1% equity of Huaxia Fund through listing. The equity transfer has been approved by the state-owned assets management department, and the initial listing price will not be lower than the estimated value of 7.563 billion yuan. After the transfer, CITIC's shareholding in Huaxia will be reduced to 49%, which is in line with the relevant requirements of the regulatory authorities.
On June 20 1 1, Huaxia Fund announced a large-scale redemption of previously subscribed funds, involving its stock-type, hybrid-type, bond-type, QDII and other fund varieties, with a market value of 269 million yuan.
The listing of 20 1 1 and165438/kloc-0 ended on October 8, and five intended transferees were identified, including Southern Industrial Assets Management Co., Ltd., Shandong Rural Economic Development Investment Company, Canada Power Company, Shandong Haifeng International Shipping Group Co., Ltd. and Wuxi Guolian Development (Group) Co., Ltd.
2011215 The China Securities Regulatory Commission issued the Reply on Approving Huaxia Fund Management Co., Ltd. to Change its Equity and Amend its Articles of Association (CSRC Permit [2011] No.2014). The industrial and commercial change procedures for this equity transfer have been completed on 20 1 1, 12 and 2 1, and the shareholding ratio of CITIC Securities Co., Ltd. in Huaxia Fund has been reduced from 100% to 49%. After the equity transfer is completed, The shareholding structure of Huaxia Fund is as follows:No. Shareholder Name +0 Contribution Ratio 1 CITIC Securities Co., Ltd. 49% 2 Southern Industrial Asset Management Co., Ltd. 1 KLOC-0/%3 Shandong Rural Economic Development Investment Company 10% 4 Electric Power Company 10% 5 Shandong Haifeng International Shipping Group Co., Ltd. 0% 6 Wuxi Guolian Development (Group) Co., Ltd. 100% In total, the delivery date of this equity transfer is 20 1 1 year 65438+February 365438+. Since 20 12 65438+ 10/day, CITIC Securities Co., Ltd. will no longer include Huaxia Fund in the scope of consolidation of financial statements (the specific consolidation unit of Huaxia Fund Company is unknown).
During the reporting period, equity transfer price was 8.344 billion yuan.