The qualification examination for fund practitioners mainly examines the basic knowledge and professional skills necessary for fund practitioners. The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
Subject 3: Subject 1 Fund Laws and Regulations, Professional Ethics and Business Norms, Subject 2 Basic Knowledge of Securities Investment Funds and Subject 3 Basic Knowledge of Private Equity Investment Funds. Candidates can choose to pass the examination of subject 1 and subject 2, or they can choose to pass the examination of subject 1 and subject 3, which meets the requirements of fund qualification registration.
After obtaining the qualification certificate of fund practice, you can engage in relevant positions in the fund industry. The types of business that can be engaged in the fund industry include Public Offering of Fund management, fund custody, private equity fund management, private equity asset management of securities and futures institutions, fund sales, sales payment, share registration, valuation, investment consultancy, evaluation, information technology system services and other fund businesses.
The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. There are three subjects in the fund qualification examination, namely, subject one: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds.